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SunGard Availability Services

 
  
Financial Information Recipient Verification Form

As a Sungard Availability Services bondholder, prospective bondholder or  analyst, you may be eligible to view certain financial information that we host on a secure website and participate in our quarterly calls. If you would like access to such information, please complete the form below. Upon confirmation of your eligibility, you will receive an email notification with credentials providing you access.




Name:

Email Address:

Entity on behalf of whom you seek access:

You hereby represent and warrant to Sungard Availability Services Capital Inc. (the “Issuer”) as follows (please check boxes for those items that apply to you):


(1)        You are a beneficial owner, or are acting on behalf of a beneficial owner, of the Issuer’s 8.75% Senior Notes due 2022 (the “Notes”) and you are, or in the event that you are acting on behalf of a beneficial owner of the Notes, you have received a written certification from such beneficial owner (dated as of a specific date on or since the close of such beneficial owner’s most recent fiscal year) to the effect that such beneficial owner is one of the following:

a “qualified institutional buyer” (or “QIB”) as defined in Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”); or

an institutional “accredited investor” as defined in Rule 501(a)(1), (2), (3) or (7) under the Securities Act; or

not a “U.S. person” as contemplated by Rule 903(a)(1) of Regulation S under the Securities Act; or

a dealer or other professional fiduciary organized, incorporated or (if an individual) resident in the U.S. holding a discretionary account or similar account (other than an estate or trust) for the benefit or account of a non-U.S. person, as contemplated by Rule 903(a)(1) of Regulation S under the Securities Act.

(2)        You are a prospective investor in the Notes and are one of the following (as indicated with a checkmark):

a QIB as defined in Rule 144A under the Securities Act; or

an institutional “accredited investor” as defined in Rule 501(a)(1), (2), (3) or (7) under the Securities Act; or

not a “U.S. person” as contemplated by Rule 903(a)(1) of Regulation S under the Securities Act; or

a dealer or other professional fiduciary organized, incorporated or (if an individual) resident in the U.S.holding a discretionary account or similar account (other than an estate or trust) for the benefit or account of a non-U.S. person, as contemplated by Rule 903(a)(1) of Regulation S under the Securities Act.

(3)        You are a securities analyst.

(4)        You are a market maker in the Notes.

You represent and warrant that i) you are not a competitor of the Issuer or any of its subsidiaries or a person working on behalf of a competitor of the Issuer or any of its subsidiaries and are not seeking access to this website for the purpose of obtaining information in order to compete with the Issuer or any of its subsidiaries; and ii) you will keep confidential all information received from the Issuer pursuant to your registration below and you will not disclose the information to any third party except as required by law.

You understand that you are providing the information contained herein solely for purposes of enabling the Issuer to provide you with access to certain information regarding the Issuer. You also understand that the Issuer expressly reserves the right to deny access to any persons seeking access to this website if the Issuer is not satisfied that such person meets the stated requirements.

The Issuer reserves the right to take any and all appropriate legal action with respect to any person who makes any false representation or warranty to the Issuer for the purpose of accessing the website, including any appropriate remedies available in equity or at law. The Issuer may revoke access to the website at any time in its sole discretion if the Issuer believes that any of the representations and warranties made are false in any respect.

By clicking "Submit" you indicate your acceptance of and agreement to be bound by the terms above.



 



Date and Time Created:01/22/2017 02:55 AM EST